Dated:2014-04-17  
 
ACEDBL 182 6 | ADBL 476 2 | AHPC 465 7 | AIC 620 10 | AICPO 110 0 | ALICL 901 4 | APEX 126 6 | ARDBL 126 2 | BBC 1855 37 | BHBL 106 4 | BOK 541 4 | BPCL 798 8 | BUDBL 146 2 | CBBL 913 56 | CDBL 375 5 | CEDBL 252 2 | CHCL 1934 6 | CIT 3400 34 | CNDBL 106 0 | CZBIL 427 17 | CZBILP 137 2 | DDBL 961 19 | EBL 2220 5 | EBLCP 766 9 | EDBL 540 20 | FMDBL 637 12 | GBBL 257 0 | GLICL 466 6 | GMFIL 170 3 | GRAND 273 3 | HAMA 114 6 | HBDL 69 0 | HBL 810 10 | HDL 116 4 | HGI 397 11 | ICFC 240 9 | IDBL 123 3 | ILFC 221 0 | INDBL 149 2 | JBBL 148 0 | JBNL 277 3 | KBBL 344 1 | KBL 413 10 | KBLPO 100 0 | KDBL 98 3 | KKBL 230 16 | KMBL 258 3 | KMCDB 710 5 | KNBL 132 8 | KRBL 108 4 | LBL 476 4 | LFLC 167 26 | LGIL 330 11 | LICN 3005 0 | MBBL 163 6 | MBL 465 2 | MDB 400 0 | MDBL 166 3 | MEGA 401 0 | METRO 266 5 | MNBBL 548 0 | MSBBL 130 0 | MTBL 181 16 | NABIL 1943 47 | NABILP 1280 9 | NBB 599 7 | NBF1 12 0 | NBL 317 1 | NCCB 418 7 | NGBL 191 2 | NHPC 133 2 | NIB 840 2 | NICA 725 1 | NICL 840 5 | NLBBL 1190 0 | NLG 750 11 | NLIC 5355 205 | NLICL 2685 15 | NMB 385 5 | NNFC 198 12 | NNLB 765 69 | NTC 652 3 | NUBL 1010 0 | OHL 680 10 | PCBL 472 4 | PFIL 112 10 | PFL 188 9 | PICL 402 7 | PLIC 746 20 | PRDBL 120 6 | PURBL 240 8 | RBS 4658 423 | RDBL 183 3 | RMDC 880 40 | SANIMA 464 2 | SBBLJ 515 28 | SBI 995 2 | SBL 555 1 | SCB 1758 22 | SEWA 255 11 | SHINE 445 5 | SHL 485 9 | SHPC 680 10 | SIC 1270 25 | SICL 958 18 | SIFC 445 6 | SIGS1 13 0 | SIL 550 11 | SINDU 124 6 | SKBBL 1205 5 | SLICL 490 0 | SRBL 401 0 | SUBBL 191 3 | SUPRME 102 2 | SWBBL 1130 8 | TBBL 258 9 | TDBL 160 3 | TNBL 183 0 | TRH 265 3 | UFCL 103 2 | UFIL 127 4 | UFL 193 6 | UIC 589 14 | UNL 11400 82 | VBBL 110 0 | WDBL 223 3 |
  Security Exchange Board of Nepal (SEBON)
Wednesday - 11th February, 2009 | ResCon
 
 

Securities Board of Nepal (SEBON) was established by the GoN on June 7, 1993 as an apex regulator of Securities Markets in Nepal. It has been regulating the market under the Securities Ordinance, 2005 issued on September 23, 2005. The functions, duties and power of SEBON as per the Securities Ordinance, 2005 are as follows.  

  1. To offer advice to GON on matters connected with the development of the capital market.

  2. To register the securities of corporate bodies established with the authority to make a public issue of its securities.

  3. To regulate and systematize the issue, transfer, sale and exchange of registered securities.

  4. To give permission to operate a stock exchange to any corporate body desirous of doing so, subject to this Ordinance or the rules and bye-rules framed under this Ordinance.

  5. To supervise and monitor the functions and activities of stock exchange.

  6. To inspect whether or not any stock exchange is executing its functions and activities in accordance with this Ordinance or the rules and bye-rules framed under this Ordinance, and to suspend or cancel the license of any stock exchange which is not found to be doing so.

  7. To issue licenses to conduct the business of dealing in securities, subject to this Ordinance, or the rules and the bye-rules framed under this Ordinance, to companies or institutions desirous of conducting the business of dealing in securities.

  8. To supervise and monitor the functions and activities of securities-dealers.

  9. To grant permission to operate collective investment schemes and investment fund programs, and to supervise and monitor them.

  10. To approve the bye-rules concerning transactions in securities framed by stock exchanges and institutions engaged in the business of dealing in securities, and, for the purpose of making necessary provisions concerning the development of the capital market and protecting the interests of investors investing in securities, issue orders to have necessary alterations made in such bye-rules of stock exchange and institutions engaged in the business of dealing in securities.

  11. To systematize the task of clearing accounts related to transactions in securities.

  12. To supervise whether or not security dealers are behaving in the manner prescribed in this Ordinance, or the rules and the bye-rules framed under this Ordinance, while conducting business of dealing in securities, and suspend the license to conduct the business of dealing in securities in case any securities dealer is not found to be behaving accordingly.

  13. To make or ensure necessary arrangements to regulate the volume of securities transacted and the procedure of conducting such transactions in order to ensure the promotion, development and clean operation of stock exchanges.

  14. To make necessary arrangements to prevent insider trading or any other offenses relating to transactions in securities in order to protect the interest of investors in securities.

  15. To review or make arrangement for reviewing the financial statements submitted by the corporate bodies issuing securities and security dealers, and issue directives deemed necessary in that connection to the concerned corporate body.

  16. To systematize and make transparent the act of acquiring the ownership of a company or gaining control over its management by purchasing its shares in a single lot or in different lots.

  17. To establish coordination and exchange cooperation with the appropriate agencies in order to supervise and regulate matters concerning securities or companies.

  18. To discharge or make arrangements for discharging such other functions as are necessary for the development of securities and the capital market.

The major sources of financing of SEBON are government grants, transaction commission from the stock exchange, and registration of corporate securities. Other financing sources include registration, renewal of stock exchange, market intermediaries and the income from mobilization of its revolving fund.

For more information, click here.